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Brandon Scott Herring

Wells Fargo Clearing Services, LLC

Norfolk, VA

Yorktown, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-11
  • VA RA
    APPROVED
    Since 2022-08-11

Branch Locations

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

110 Ottis St, Yorktown, VA 23693 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Yorktown VA 11/2016 06/2021
Wells Fargo Bank Na Yorktown VA 10/2014 Present
Wells Fargo Clearing Services, Llc Yorktown VA 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-09
S63 Uniform Securities Agent State Law Examination 2017-06-15
  • S65 Uniform Investment Adviser Law Examination
    2018-01-09
  • S63 Uniform Securities Agent State Law Examination
    2017-06-15
Other Names
  • Brandon Herring
  • Brandon Scott Herring

View on SEC IAPD

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