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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-14 |
| CA | RA | APPROVED | 2019-06-28 |
Branch Locations
1656 N California Blvd, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | San Leandro | CA | 01/2017 | 12/2017 |
| Jpmorgan Chase Bank, N.A | San Leandro | CA | 06/2016 | 12/2016 |
| Jpmorgan Chase Bank, N.A | San Leandro | CA | 01/2018 | 06/2019 |
| J.P.MOrgan Securities Llc | Pleasanton | CA | 07/2019 | 07/2020 |
| J.P. Morgan Securities, Llc | Dublin | CA | 08/2020 | Present |
| Wonders Pediatric Therapy | Alamo | CA | 12/2023 | Present |
Entity Name: Wonders Pediatric Therapy Investment related: No Address: Alamo, CA 94507 Nature of the other business: Health Care Position/Title/Relationship: Employee/Contractor Start Date: 12/04/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: This is a pediatric occupational therapy. My wife is an OT, and she recently switched her business type from a sole proprietorship to S-Corp to provide OT service to kids. I currently do not have any responsibilities for this business, but I might help my wife financially in the future if the business grows. It is not similar to my JPMC role, and there is no connection to JPMC"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-11 |
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