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Hermosa Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-09-23 |
| CA | RA | APPROVED | 2021-05-12 |
Branch Locations
Hermosa Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfm Asset Management Llc | Denver | CO | 09/2016 | 05/2020 |
| City And County Of Denver | Denver | CO | 03/2014 | 09/2016 |
| Convexbeta Investments, Llc | Hermosa Beach | CA | 04/2021 | Present |
| Convexbeta Investments, Llc | Hermosa Beach | CA | 01/2021 | 04/2021 |
| Xebec Investment Advisors | Hermosa Beach | CA | 06/2020 | 01/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-16 |
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