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Current Employers
Convexbeta Investments, Llc

Hermosa Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-09-23
CA RA APPROVED 2021-05-12
  • CO RA
    APPROVED
    Since 2021-09-23
  • CA RA
    APPROVED
    Since 2021-05-12

Branch Locations

Evergreen, CO • United States

Hermosa Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfm Asset Management Llc Denver CO 09/2016 05/2020
City And County Of Denver Denver CO 03/2014 09/2016
Convexbeta Investments, Llc Hermosa Beach CA 04/2021 Present
Convexbeta Investments, Llc Hermosa Beach CA 01/2021 04/2021
Xebec Investment Advisors Hermosa Beach CA 06/2020 01/2021
  • 09/2016 → 05/2020
    Pfm Asset Management Llc
    Denver, CO
  • 03/2014 → 09/2016
    City And County Of Denver
    Denver, CO
  • 04/2021 → Present
    Hermosa Beach, CA
  • 01/2021 → 04/2021
    Hermosa Beach, CA
  • 06/2020 → 01/2021
    Xebec Investment Advisors
    Hermosa Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2017-02-16
Designations

View on SEC IAPD

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