Best Investors
Account
Sign in
Best Investors
Account
Sign in
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clancy's Pub & Grill | Omaha | NE | 11/2015 | 11/2016 |
| Mutual Of Omaha - Great Plains Division | Omaha | NE | 07/2016 | 12/2018 |
| Mutual Of Omaha Investor Services | Omaha | NE | 12/2016 | 12/2018 |
| Td Ameritrade | Omaha | NE | 12/2018 | 11/2019 |
| Midlands Testing Services | Omaha | NE | 09/2018 | 07/2019 |
| Cwm, Llc | Omaha | NE | 02/2020 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2020 | Present |
1.NAME OF OTHER BUSINESS: CWM, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 02/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PARAPLANNER - ADMINISTRATIVE ASSISTANT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-12-29 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-25 |
Reach out to this advisor