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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-09-25 |
| TX | RA | APPROVED | 2019-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 10/2015 | 09/2016 |
| Pennsylvania State University | State College | PA | 01/2003 | 05/2019 |
| Bank Of America, N.A. | Denver | CO | 10/2015 | 09/2016 |
| Jp Morgan Securities, Llc | Pittsburgh | PA | 09/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Pittsburgh | PA | 09/2019 | Present |
| Bank Of America, N.A. | State College | PA | 10/2016 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | State College | PA | 10/2016 | 09/2019 |
| 2434 Smallman Street Rental | Pittsburgh | PA | 03/2024 | Present |
| Anthony Romani Iii | Pittsburgh | PA | 07/2024 | Present |
Entity Name: Rental Property Investment related: No Address: Pittsburgh, PA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Single family residential rental property, new leasing, maintenance Name: Anthony Romani III Entity Name: Rental Investment related: No Address: Pittsburgh PA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental unit, general leasing Entity Name: 2434 Smallman Street Rental Investment related: No Address: Pittsburgh PA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/31/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property, general administration for leasing Entity Name: Rental Property LLC Investment Related: No Address: Pittsburgh, PA 152221 Nature of the other business: Real Estate Position/ Title/ Relationship: Owner / Partner Start Date: Feb 12, 2024 Approximate # of hours a month:0 Approximate # of hours during securities trading hours:0 Briefly describe your duties: Property has not been purchased, unknown at this time. Entity Name: Rental Investment related: No Address: Pittsburgh PA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personal single family rental property, responsible for general maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-27 |
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