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Dhanesh Bharvani

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-26
CA RA APPROVED 2021-03-15
  • TX RA
    APPROVED
    Since 2021-07-26
  • CA RA
    APPROVED
    Since 2021-03-15

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Los Angeles CA 09/2016 02/2021
Jpmorgan Securities Llc Los Angeles CA 09/2016 02/2021
Ubs Financial Services Inc Los Angeles CA 02/2021 Present
  • 09/2016 → 02/2021
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 09/2016 → 02/2021
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 02/2021 → Present
    Ubs Financial Services Inc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-15
S63 Uniform Securities Agent State Law Examination 2017-04-10
  • S65 Uniform Investment Adviser Law Examination
    2021-03-15
  • S63 Uniform Securities Agent State Law Examination
    2017-04-10

View on SEC IAPD

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