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Daveona Janeice Harris

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Dallas, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-25
  • TX RA
    APPROVED
    Since 2024-06-25

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Dallas TX 11/2016 06/2024
Jpmorgan Chase Bank Dallas TX 11/2016 11/2019
Pnc Bank Chicago IL 07/2015 10/2016
Jpmorgan Chase Bank, N.A. Dallas TX 11/2019 06/2024
Tiaa Frisco TX 06/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 06/2024 Present
Previous Registrations
  • 2021-02-09 → 2024-06-15
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Newark, DE
    New York, NY
    Oak Lawn, IL
    Dallas, TX
    Dallas, TX
    Columbus, OH
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2017-01-23
  • S66 Uniform Combined State Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2017-01-23
Other Names
  • Daveona J Harris
  • Daveona Janiece Harris
  • Daveona Janeice Harris
  • Daveona J. Harris

View on SEC IAPD

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