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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unc Chapel Hill | Chapel Hill | NC | 08/2012 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Durham | NC | 11/2016 | 06/2019 |
| Northwestern Mutual Investment Services Llc | Durham | NC | 08/2017 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Durham | NC | 09/2018 | 06/2019 |
| Triangle Wealth Advisors | Durham | NC | 06/2019 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Durham | NC | 07/2019 | 07/2021 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 07/2021 | 11/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 12/2021 | 09/2022 |
| Robinhood Markets, Inc. | Charlotte | NC | 06/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2022 | 08/2026 |
| Bank Of America, N.A. | Charlotte | NC | 12/2022 | 08/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-05 |
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