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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-30
  • TX RA
    APPROVED
    Since 2026-03-30

Branch Locations

2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Tucson AZ 07/2017 Present
Unemployed Tucson AZ 06/2016 11/2016
Allegis Group Tucson AZ 11/2016 07/2017
  • 07/2017 → Present
    Ubs Financial Services
    Tucson, AZ
  • 06/2016 → 11/2016
    Unemployed
    Tucson, AZ
  • 11/2016 → 07/2017
    Allegis Group
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-30
  • S66 Uniform Combined State Law Examination
    2026-03-30
Other Names
  • Ricci Anne Gillis
  • Ricci Anne Lopez

View on SEC IAPD

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