Phillip Jared Niblo

Current Employers

Employment History

• 12/2015 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Mirage, CA
• 12/2015 → 01/2022
  Bank Of America, N.A.
  Rancho Mirage, CA
• 01/2022 → 09/2023
  Raymond James & Associates. Inc.
  Palm Desert, CA
• 09/2023 → 06/2024
  Securities America, Inc.
  Palm Desert, CA
• 09/2023 → 02/2026
  Flc Capital Advisors
  Palm Desert, CA
• 06/2024 → 02/2026
  Osaic Wealth, Inc.
  Palm Desert, CA
• 02/2026 → Present
  Advisory Services Network Llc
  Atlanta, GA

Previous Registrations

• 2023-09-11 → 2026-03-02
  Flc Capital Advisors
  Palm Desert, CA
• 2022-01-10 → 2023-09-15
  Raymond James & Associates, Inc.
  Palm Desert, CA
• 2017-01-18 → 2022-01-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Desert, CA
  Palm Desert, CA
  Palm Desert, CA
  Rancho Mirage, CA
  Rancho Mirage, CA
  Palm Desert, CA
  Palm Desert, CA
  Palm Springs, CA

Other Businesses

1. INSURANCE AGENT DBA GOLDEN LEGACY INSURANCE SERVICES POSITION: Insurance Agent NATURE: Insurance Sales Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/11/2023 DESCRIPTION: Selling various life insurance including annuities. 1. GOLDEN LEGACY TAX SERVICES POSITION: Tax Preparer, Owner; NATURE: Tax Preparation Services; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 16; SECURITIES TRADING HOURS: 16; START DATE: 02/24/2026; DESCRIPTION: Tax Preparation, Filing Tax Returns 3. COLLEGE OF THE DESERT FOUNDATION POSITION: Director; NATURE: A Foundation; INVESTMENT RELATED: No; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 0; START DATE: 02/19/2025; DESCRIPTION: Help advocate for the college and secure financial support to support student success. The mission is to enhance educational opportunities for college students. 4. DESERT ESTATE PLANNING COUNCIL POSITION: Secretary; NATURE: The Desert Estate Planning council is an organization that brings together attorneys, financial advisors, accountants, etc. to network and attend presentations about estate planning. INVESTMENT RELATED: No; NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4; START DATE: 07/01/2023; DESCRIPTION: Help onboard new members, encourage networking among members, attend board meetings. Create meeting minutes. 5. CITY OF LA QUINTA POSITION: City Commissioner; NATURE: City of La Quinta Financial Advisory Commission; INVESTMENT RELATED: No; NUMBER OF HOURS: 4; SECURITIES TRADING HOURS: 0; START DATE: 07/01/2025; DESCRIPTION: Review city's investment policy, treasury reports, annual audit, financial statements and serve as resource for city treasurer.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-24

Designations

Other Names

• Phillip Niblo