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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-15
AZ RA APPROVED 2020-11-09
CA RA APPROVED 2020-10-27
  • TX RA
    APPROVED
    Since 2022-07-15
  • AZ RA
    APPROVED
    Since 2020-11-09
  • CA RA
    APPROVED
    Since 2020-10-27

Branch Locations

1256 E Mckellips Rd, Mesa, AZ 85203 • United States

1090 E Ray Rd, Chandler, AZ 85225 • United States

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

64 E Broadway Rd, Tempe, AZ 85282 • United States

1004 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Tempe AZ 10/2013 Present
Wells Fargo Clearing Services, Llc Tempe AZ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-27
S63 Uniform Securities Agent State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2020-10-27
  • S63 Uniform Securities Agent State Law Examination
    2018-02-20

View on SEC IAPD

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