Christopher Keith Lewis

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-10-04
TX	RA	APPROVED	2021-10-04

MI RA
APPROVED

Since 2021-10-04
TX RA
APPROVED

Since 2021-10-04

Branch Locations

Alma, MI • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

200 W Center St, Alma, MI 48801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Routeone Llc	Farmington Hills	MI	04/2014	10/2016
Raymond James & Associates	Alma	MI	11/2016	09/2021
Lpl Financial, Llc	Alma	MI	10/2021	Present

04/2014 → 10/2016

Routeone Llc

Farmington Hills, MI
11/2016 → 09/2021

Raymond James & Associates

Alma, MI
10/2021 → Present

Lpl Financial, Llc

Alma, MI

Previous Registrations

2017-05-12 → 2021-10-29

Raymond James & Associates, Inc.

Alma, MI

Other Businesses

1. 10/04/2021 - DLP FINANCIAL PARTNERS LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ALMA, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-09

S66 Uniform Combined State Law Examination

2017-05-09

View on SEC IAPD

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