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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-12
  • MD RA
    APPROVED
    Since 2025-06-12

Branch Locations

Coltons Point, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 11/2016 05/2017
Secu Credit Union Baltimore MD 08/2015 11/2016
Southern New Hampshire University Manchester NH 05/2012 07/2017
Unemployed Cockeysville MD 05/2017 07/2017
Morgan Stanley Smith Barney Hunt Valley MD 07/2017 08/2017
Alion Science And Technology Washington DC 08/2017 09/2017
Unemployed Coltons Point MD 09/2017 11/2017
Educational Systems Federal Credit Union Greenbelt MD 11/2017 06/2018
Unemployed Coltons Point MD 06/2018 09/2018
Pnc Bank Lusby MD 09/2018 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Annapolis MD 11/2018 07/2019
Bank Of America N.A. Annapolis MD 02/2019 07/2019
T Rowe Price Owings Mills MD 08/2019 03/2021
Unemployed Owings Mills MD 07/2019 08/2019
Fidelity Investments Covington KY 04/2021 08/2022
Valic Financial Advisors, Inc. Linthicum Heights MD 11/2022 01/2024
Unemployed Owings Mills MD 09/2022 10/2022
Agia Houston TX 11/2022 01/2024
Agia Houston TX 11/2022 01/2024
Unemployed Coltons Point MD 01/2024 06/2025
Lpl Financial Alexandria VA 06/2024 Present
  • 11/2016 → 05/2017
    Hunt Valley, MD
  • 08/2015 → 11/2016
    Secu Credit Union
    Baltimore, MD
  • 05/2012 → 07/2017
    Southern New Hampshire University
    Manchester, NH
  • 05/2017 → 07/2017
    Unemployed
    Cockeysville, MD
  • 07/2017 → 08/2017
    Morgan Stanley Smith Barney
    Hunt Valley, MD
  • 08/2017 → 09/2017
    Alion Science And Technology
    Washington, DC
  • 09/2017 → 11/2017
    Unemployed
    Coltons Point, MD
  • 11/2017 → 06/2018
    Educational Systems Federal Credit Union
    Greenbelt, MD
  • 06/2018 → 09/2018
    Unemployed
    Coltons Point, MD
  • 09/2018 → 11/2018
    Pnc Bank
    Lusby, MD
  • 11/2018 → 07/2019
    Annapolis, MD
  • 02/2019 → 07/2019
    Bank Of America N.A.
    Annapolis, MD
  • 08/2019 → 03/2021
    T Rowe Price
    Owings Mills, MD
  • 07/2019 → 08/2019
    Unemployed
    Owings Mills, MD
  • 04/2021 → 08/2022
    Fidelity Investments
    Covington, KY
  • 11/2022 → 01/2024
    Linthicum Heights, MD
  • 09/2022 → 10/2022
    Unemployed
    Owings Mills, MD
  • 11/2022 → 01/2024
    Agia
    Houston, TX
  • 11/2022 → 01/2024
    Agia
    Houston, TX
  • 01/2024 → 06/2025
    Unemployed
    Coltons Point, MD
  • 06/2024 → Present
    Lpl Financial
    Alexandria, VA
Previous Registrations
Other Businesses

1. 06/02/2025- Hall Wealth Management Group- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-12
  • S66 Uniform Combined State Law Examination
    2017-04-12
Other Names
  • Malcolm Reynolds
  • Malcolm Omega Reynolds

View on SEC IAPD

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