Robert London

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-10-29

AZ RA
APPROVED

Since 2025-10-29

Branch Locations

Gilbert, AZ • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc	Gilbert	AZ	08/2017	10/2025
Ch2M	Portland	OR	05/2012	12/2016
Northwestern Mutual Life Insurance Company	Milwaukee	WI	01/2017	10/2025
Northwestern Mutual Wealth Management Company	Milwaukee	WI	04/2018	10/2025
Lpl Financial	Gilbert	AZ	10/2025	Present

08/2017 → 10/2025

Northwestern Mutual Investment Services Llc

Gilbert, AZ
05/2012 → 12/2016

Ch2M

Portland, OR
01/2017 → 10/2025

Northwestern Mutual Life Insurance Company

Milwaukee, WI
04/2018 → 10/2025

Northwestern Mutual Wealth Management Company

Milwaukee, WI
10/2025 → Present

Lpl Financial

Gilbert, AZ

Other Businesses

1. 10/2025 - London Wealth Strategies, LLC - Non-Variable Insurance - Inv Related - 10 Hour(s)/Month - 10 Hour(s) During Trading - Gilbert, AZ 85297 - OBA Start Date: 10/13/2025 2. 10/2025 - London Wealth Strategies LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/13/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-09
S63	Uniform Securities Agent State Law Examination	2018-01-30

S65 Uniform Investment Adviser Law Examination

2025-10-09
S63 Uniform Securities Agent State Law Examination

2018-01-30

Other Names

Robert London

View on SEC IAPD