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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-23
  • TX RA
    APPROVED
    Since 2017-06-23

Branch Locations

Canyon Lake, TX • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

3133 General Hudnell Suite 301, San Antonio, TX 78226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas National Guard Austin TX 03/2016 Present
First Command Advisory Services Fort Worth TX 11/2016 07/2017
First Command Financial Planning, Inc. Fort Worth TX 07/2017 Present
First Command Advisory Services Fort Worth TX 07/2017 Present
First Command Insurance Services Inc. Fort Worth TX 07/2017 Present
  • 03/2016 → Present
    Texas National Guard
    Austin, TX
  • 11/2016 → 07/2017
    Fort Worth, TX
  • 07/2017 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 07/2017 → Present
    Fort Worth, TX
  • 07/2017 → Present
    First Command Insurance Services Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Texas Army National Guard ; Whether the business is investment-related: No ; Address of the other business: 36th ID Camp Mabry, 4601 Fairview Dr. Bldg 1001A Austin, TX 78731 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Deputy Division G4 ; The start date of your relationship: Mar 19, 2016 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: 1 - 5 ; Briefly describe your duties relating to the other business: Military service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-22
  • S66 Uniform Combined State Law Examination
    2017-06-22

View on SEC IAPD

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