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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-30 |
Branch Locations
2110 Powers Ferry Road Suite 303, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc. | Atlanta | GA | 10/2016 | 06/2017 |
| Waddell & Reed | Atlanta | GA | 01/2017 | 06/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Atlanta | GA | 07/2017 | 06/2018 |
| Mass Mutual Life Insurance Co | Atlanta | GA | 06/2018 | 08/2023 |
| Mml Investors Services, Llc | Atlanta | GA | 06/2018 | 08/2023 |
| Unemployed | Cumming | GA | 05/2016 | 10/2016 |
| Waddell & Reed Inc. | Atlanta | GA | 07/2017 | 06/2018 |
| Arkadios Capital | Atlanta | GA | 08/2023 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 08/2023 | Present |
1. Aster Hawthorn LLC, Is Not Investment Related, Financial Services, Sole Owner, 2023-12-28, 4 hours per month, 0 hours per month during trading hours, Salary Compensation, Sole Business Owner. This LLC was established for tax purposes. 2. Various Insurance Providers, Non-Investment related, Private residence, Insurance Sales, Agent started 1/1/2024, 10 hours per month, 0 hours per month during trading hours, We sell life, disability, and LTC insurance through Ash Brokerage.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-11 |
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