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Dustin Allen Garrett

Credit Union Investment Services

Eden, NC

Raleigh, NC

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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-10-03
  • NC RA
    APPROVED
    Since 2017-10-03

Branch Locations

Eden, NC • United States

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 04/2013 Present
Secu Brokerage Services Raleigh NC 11/2016 Present
Secu Life Insurance Company Raleigh NC 11/2016 Present
Credit Union Investment Services Raleigh NC 03/2017 Present
Members Trust Company Tampa FL 08/2023 Present
  • 04/2013 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 11/2016 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 11/2016 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 03/2017 → Present
    Raleigh, NC
  • 08/2023 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 11/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2023. Title: Trust Rep.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-03
  • S66 Uniform Combined State Law Examination
    2017-10-03

View on SEC IAPD

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