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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-04
  • CA RA
    APPROVED
    Since 2017-05-04

Branch Locations

2175 N. California Blvd. Suite 405, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coldwell Bankers/Residential Brokerage Pleasanton CA 10/2015 11/2016
Unemployed Dublin CA 11/2016 03/2017
Axa-Advisors, Llc New York NY 03/2017 06/2020
Equitable Advisors, Llc New York NY 03/2017 Present
  • 10/2015 → 11/2016
    Coldwell Bankers/Residential Brokerage
    Pleasanton, CA
  • 11/2016 → 03/2017
    Unemployed
    Dublin, CA
  • 03/2017 → 06/2020
    Axa-Advisors, Llc
    New York, NY
  • 03/2017 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-26
  • S66 Uniform Combined State Law Examination
    2017-04-26

View on SEC IAPD

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