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Samuel Timothy Frost

Narwhal Capital Management

Marietta, GA

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Current Employers
Narwhal Capital Management

531 Roselane Street Suite 420, Marietta, GA 30060 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-05
GA RA APPROVED 2016-12-01
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • GA RA
    APPROVED
    Since 2016-12-01

Branch Locations

531 Roselane Street Suite 420, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Narwhal Capital Management Marietta GA 06/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-10
  • S65 Uniform Investment Adviser Law Examination
    2016-11-10
Designations
Other Names
  • Samuel Timothy Frost

View on SEC IAPD

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