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Clive, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acumen Associates, Llc | Belmont | MA | 07/2015 | 07/2020 |
| Nylife Securities Llc | Waltham | MA | 07/2020 | Present |
| New York Life Insurance Co | Waltham | MA | 02/2020 | Present |
| Eagle Strategies Llc | Waltham | MA | 09/2020 | Present |
| Acumen Associates Llc | Clive | IA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 2016-12-22 |
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