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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2018-06-06 |
| CT | RA | APPROVED | 2018-03-08 |
Branch Locations
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Bethesda | MD | 10/2016 | 02/2017 |
| S.A.F.E. Management | Baltimore | MD | 05/2013 | 09/2016 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2017 | 01/2018 |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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