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Lucas P Pavlatos

Wincap Financial LLC

Danvers, MA

Boston, MA

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Current Employers
Wincap Financial Llc

55 Union Street, Boston, MA 02108 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-10
  • MA RA
    APPROVED
    Since 2024-06-10

Branch Locations

Danvers, MA • United States

55 Union Street, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Funds, Llc Boston MA 12/2016 07/2019
Unemployed Springfield OH 09/2015 09/2016
John Hancock Distributors Llc Boston MA 07/2019 01/2024
John Hancock Personal Financial Services, Llc Boston MA 08/2017 05/2024
Manulife John Hancock Brokerage Services Llc Boston MA 01/2024 05/2024
Wincap Financial Llc Beverly MA 05/2024 Present
  • 12/2016 → 07/2019
    John Hancock Funds, Llc
    Boston, MA
  • 09/2015 → 09/2016
    Unemployed
    Springfield, OH
  • 07/2019 → 01/2024
    John Hancock Distributors Llc
    Boston, MA
  • 08/2017 → 05/2024
    John Hancock Personal Financial Services, Llc
    Boston, MA
  • 01/2024 → 05/2024
    Manulife John Hancock Brokerage Services Llc
    Boston, MA
  • 05/2024 → Present
    Wincap Financial Llc
    Beverly, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-23
S63 Uniform Securities Agent State Law Examination 2017-02-03
  • S65 Uniform Investment Adviser Law Examination
    2017-08-23
  • S63 Uniform Securities Agent State Law Examination
    2017-02-03
Designations
Other Names
  • Luke Pavlatos

View on SEC IAPD

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