Paul Thomas Duffy

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-02-05
TX	RA	APPROVED_RES	2025-02-04

PA RA
APPROVED

Since 2025-02-05
TX RA
APPROVED_RES

Since 2025-02-04

Branch Locations

229 Plaza Blvd Ste 19, Morrisville, PA 19067 • United States

990 Old York Rd, Abington, PA 19001 • United States

90 W Butler Ave, Ambler, PA 19002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Liberty Lake Day Camp	Bordentown	NJ	06/2011	08/2017
The Learning Well	Pemberton	NJ	11/2015	09/2016
Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc	Pennington	NJ	10/2016	02/2025
J.P. Morgan Securities Llc	Warminster	PA	02/2025	Present
Jpmorgan Chase Bank, N.A.	Warminster	PA	02/2025	Present

06/2011 → 08/2017

Liberty Lake Day Camp

Bordentown, NJ
11/2015 → 09/2016

The Learning Well

Pemberton, NJ
10/2016 → 02/2025

Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc

Pennington, NJ
02/2025 → Present

J.P. Morgan Securities Llc

Warminster, PA
02/2025 → Present

Jpmorgan Chase Bank, N.A.

Warminster, PA

Previous Registrations

2017-01-23 → 2025-02-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-20

S66 Uniform Combined State Law Examination

2017-01-20

Other Names

Paul T Duffy
Paul Duffy

View on SEC IAPD