Brandon Michael Swift

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-02-25

AZ RA
APPROVED

Since 2021-02-25

Branch Locations

Scottsdale, AZ • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings, Inc	Scottsdale	AZ	08/2016	Present
Assetmark Brokerage, Llc	Scottsdale	AZ	07/2018	Present

08/2016 → Present

Assetmark Financial Holdings, Inc

Scottsdale, AZ
07/2018 → Present

Assetmark Brokerage, Llc

Scottsdale, AZ

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2016 - 160 HRS / MONTHLY, INSTITUTIONAL MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-04-12
S65	Uniform Investment Adviser Law Examination	2018-09-25

S63 Uniform Securities Agent State Law Examination

2019-04-12
S65 Uniform Investment Adviser Law Examination

2018-09-25