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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-27
ID RA APPROVED 2020-03-02
  • TX RA
    APPROVED_RES
    Since 2022-09-27
  • ID RA
    APPROVED
    Since 2020-03-02

Branch Locations

1093 E Iron Eagle Drive Ste. 105, Eagle, ID 83616-6004 • United States

9140 W Ustick Rd, Boise, ID 83704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Eagle ID 11/2016 05/2018
Principal Securities Inc Eagle ID 11/2016 05/2018
The Wellness Center Of Boise Boise ID 05/2006 11/2016
Hall & Associates Eagle ID 07/2017 05/2018
Securities America, Inc Eagle ID 05/2018 03/2020
Securities America Advisors Eagle ID 05/2018 03/2020
Lpl Financial Llc Eagle ID 03/2020 Present
  • 11/2016 → 05/2018
    Principal Life Insurance Company
    Eagle, ID
  • 11/2016 → 05/2018
    Eagle, ID
  • 05/2006 → 11/2016
    The Wellness Center Of Boise
    Boise, ID
  • 07/2017 → 05/2018
    Hall & Associates
    Eagle, ID
  • 05/2018 → 03/2020
    Securities America, Inc
    Eagle, ID
  • 05/2018 → 03/2020
    Securities America Advisors
    Eagle, ID
  • 03/2020 → Present
    Eagle, ID
Previous Registrations
  • 2018-05-18 → 2020-03-02
    Securities America Advisors, Inc.
    Eagle, ID
  • 2017-07-05 → 2018-06-13
    Boise, ID
    Boise, ID
    Eagle, ID
Other Businesses

1. 3/2/20- STONEY FOSTER FINANCIAL LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Eagle, ID-start date 1/1/2018- 95% 2. 08/14/2024 - Stoney Foster Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/10/2024 - 900 Hours per Month/ 40 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-28
  • S66 Uniform Combined State Law Examination
    2017-06-28

View on SEC IAPD

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