Best Investors
Account
Sign in
Best Investors
Account
Sign in
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-01-13 |
Branch Locations
200 W Madison St Suite 2200, Chicago, IL 60606 • United States
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Elmhurst | IL | 08/2006 | 10/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2016 | 09/2019 |
| Northwestern Mutual Investment Services Llc | Oak Brook | IL | 07/2017 | 09/2019 |
| Assetmark Financial Holdings, Inc | Chicago | IL | 09/2019 | Present |
| Assetmark Brokerage, Llc | Chicago | IL | 09/2019 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2019 - 160 HRS / MONTHLY - TEAM LEADER, BUSINESS DEVELOPMENT CONSULTANTS OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-09 |
Reach out to this advisor