Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-27 |
| TX | RA | APPROVED | 2023-07-27 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
Hainesville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Baird & Co Inc. | Milwaukee | WI | 10/2016 | 01/2022 |
| Bmo Harris | West Allis, Wi | WI | 09/2016 | 10/2016 |
| Northwestern Mutual | Franklin | WI | 06/2015 | 09/2016 |
| J.P. Morgan Chase Bank N.A. | Chicago | IL | 01/2022 | 07/2022 |
| Ups | Milwaukee | WI | 07/2019 | 09/2019 |
| Morgan Stanley | Milwaukee | WI | 07/2022 | 07/2023 |
| Massmutual Life Insurance Co | Chicago | IL | 07/2023 | Present |
| Mml Investors Services, Llc | Chicago | IL | 07/2023 | Present |
NAME: Nuestra Esperanza Health, LLC INV REL: N ADD: Residential Address NATURE: Administrative support POSITION: Compliance START DATE: 03/15/2026 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: making sure files are in order and nurses are documenting accordingly.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-22 |
Reach out to this advisor