Brock Adam Erwin

Current Employers

Cleverinvesting Llc

Round Rock, TX • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2017-09-06
TX	RA	APPROVED	2017-02-08

WA RA
APPROVED

Since 2017-09-06
TX RA
APPROVED

Since 2017-02-08

Branch Locations

Round Rock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cleverinvesting Llc	Round Rock	TX	09/2016	Present
Amazon	Seattle	WA	01/2013	Present

09/2016 → Present

Cleverinvesting Llc

Round Rock, TX
01/2013 → Present

Amazon

Seattle, WA

Other Businesses

I am a Software Development Engineer for Amazon. It is not investment related. I am employed full time, 40 hours per week. My hours are typically mostly during the trading day from 9AM - 5PM. I develop software for Amazon internal use.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-12

S65 Uniform Investment Adviser Law Examination

2017-01-12