Best Investors
Account
Sign in
1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED_RES | 2022-10-03 |
| CA | RA | APPROVED | 2022-06-13 |
Branch Locations
1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual/ Capstone Partners | Los Angeles | CA | 10/2016 | 06/2022 |
| Mml Investors Services, Llc | Los Angeles | CA | 07/2018 | 06/2022 |
| Bubba Gump Shrimp Co. | Anaheim | CA | 08/2016 | 12/2016 |
| Cornell University | Ithaca | NY | 08/2017 | 05/2018 |
| Awaim | Los Angeles | CA | 06/2022 | Present |
| Lpl Financial Llc | Los Angeles | CA | 06/2022 | 09/2025 |
| Awaim | Los Angeles | CA | 09/2025 | Present |
AWAIM (HK) LIMITED; Position: Portfolio Manager; Investment related: Yes; Location: Room 122, 12/F, New Henry House Central District Hong Kong SAR China; Description: AWAIM (HK) LIMITED is a Participating Affiliate to ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM).; Start date: 2026-03-06; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Ivan ILLAN; Website address for the organization: https://www.awaim.hk/.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-30 |
Reach out to this advisor