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Current Employers
Aligne Wealth Advisors Investment Management (Awaim)

1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-02-21
TX RA APPROVED_RES 2022-10-03
CA RA APPROVED 2022-06-13
  • LA RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED_RES
    Since 2022-10-03
  • CA RA
    APPROVED
    Since 2022-06-13

Branch Locations

1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/ Capstone Partners Los Angeles CA 10/2016 06/2022
Mml Investors Services, Llc Los Angeles CA 07/2018 06/2022
Bubba Gump Shrimp Co. Anaheim CA 08/2016 12/2016
Cornell University Ithaca NY 08/2017 05/2018
Awaim Los Angeles CA 06/2022 Present
Lpl Financial Llc Los Angeles CA 06/2022 09/2025
Awaim Los Angeles CA 09/2025 Present
  • 10/2016 → 06/2022
    Massmutual/ Capstone Partners
    Los Angeles, CA
  • 07/2018 → 06/2022
    Los Angeles, CA
  • 08/2016 → 12/2016
    Bubba Gump Shrimp Co.
    Anaheim, CA
  • 08/2017 → 05/2018
    Cornell University
    Ithaca, NY
  • 06/2022 → Present
    Awaim
    Los Angeles, CA
  • 06/2022 → 09/2025
    Lpl Financial Llc
    Los Angeles, CA
  • 09/2025 → Present
    Awaim
    Los Angeles, CA
Previous Registrations
Other Businesses

AWAIM (HK) LIMITED; Position: Portfolio Manager; Investment related: Yes; Location: Room 122, 12/F, New Henry House Central District Hong Kong SAR China; Description: AWAIM (HK) LIMITED is a Participating Affiliate to ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM).; Start date: 2026-03-06; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Ivan ILLAN; Website address for the organization: https://www.awaim.hk/.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-30
  • S66 Uniform Combined State Law Examination
    2019-11-30
Other Names
  • Jacob Weston

View on SEC IAPD

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