Thomas Alston Burrell

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-04
CO	RA	APPROVED	2018-06-12

TX RA
APPROVED_RES

Since 2022-01-04
CO RA
APPROVED

Since 2018-06-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Lone Tree	CO	10/2016	Present
Unemployed	Highlands Ranch	CO	05/2016	10/2016
Charles Schwab Wealth Advisory	Lone Tree	CO	06/2018	Present

10/2016 → Present

Charles Schwab & Co., Inc

Lone Tree, CO
05/2016 → 10/2016

Unemployed

Highlands Ranch, CO
06/2018 → Present

Charles Schwab Wealth Advisory

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-12
S63	Uniform Securities Agent State Law Examination	2017-03-07

S66 Uniform Combined State Law Examination

2018-04-12
S63 Uniform Securities Agent State Law Examination

2017-03-07

Designations

Other Names

Tom Burrell

View on SEC IAPD