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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Key West | FL | 10/2016 | 06/2018 |
| Bank Of America, N.A. | Key West | FL | 10/2016 | 06/2018 |
| Morgan Stanley | Farmington Hills | MI | 07/2018 | 09/2020 |
| Nuveen Securities, Llc | Roswell | GA | 10/2020 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 10/2020 | Present |
Name: Stegman, LLC Position: Owner/Manager Nature: Reasl Estate Rental Investment Related: No Hours: 1 hour per week Securities Trading Hours: 0 Start Date: 05/25/2024 Address: Home Address, Charlotte, North Carolina Description: Oversight of property and collecting rent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
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