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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-19
  • TX RA
    APPROVED
    Since 2019-12-19

Branch Locations

13135 Dairy Ashford Rd Global Human Resources- The Academy, Sugar Land, TX 77478 • United States

Richmond, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2009 Present
Other Businesses

I*2705275, Entity Type: Entity Charitable, Name of OBA: BridgeYear, Address: Houston, Texas, 77098, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board member role:? Strategic Leadership & Governance: In collaboration with senior leadership, board members guide BridgeYear's long-term strategic goals and priorities.? Fundraising & Resource Development: All board members are expected to make a meaningful annual financial contribution to BridgeYear that reflects their capacity and commitment and leverage their personal and professional networks to solicit financial support from individuals, corporations, and foundations.? Advocacy & Community Engagement: Board members actively represent BridgeYear within their professional and personal circles, raising awareness and building support for its mission.Non-profit organization - BridgeYear connects underserved youth to careers and educational pathways that provide economic stability and independence.? By focusing on underserved youth from low-income communities, BridgeYear is working to ensure all students graduate high school with a path to gainful employment and are aware of the myriad of successful careers that don't require a college degree. I*4558270 Entity Type: Entity Charitable Name of OBA: McNeill Elementary PTO Address: Richmond, Texas, 77407 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 05/25/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Support elementary school staff & students through parent teacher organization. Membership Chair on PTO board

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-17
  • S66 Uniform Combined State Law Examination
    2019-12-17
Other Names
  • Kathryn Claire Marvin
  • Katy Biron
  • Kathryn Marvin
  • Kathryn Biron

View on SEC IAPD

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