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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
CA RA APPROVED 2018-04-19
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • CA RA
    APPROVED
    Since 2018-04-19

Branch Locations

18411 Crenshaw Blvd. Ste. 280, Torrance, CA 90504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B-Global Agency, Inc. Torrance CA 05/2016 Present
Centaurus Financial Inc. Anaheim CA 11/2016 04/2018
Independent Financial Group Torrance CA 04/2018 Present
  • 05/2016 → Present
    B-Global Agency, Inc.
    Torrance, CA
  • 11/2016 → 04/2018
    Anaheim, CA
  • 04/2018 → Present
    Independent Financial Group
    Torrance, CA
Previous Registrations
Other Businesses

(1) MIDTOWN WEALTH ADVISORS LLC. POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2017 ADDRESS: 18411 Crenshaw Blvd., Ste. 280, Torrance CA 90504, United States DESCRIPTION: Registered Representative and IAR at DBA used to market securities and advisory business. (2) B-GLOBAL AGENCY POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 110 START DATE: 09/01/2016 ADDRESS: 530 Technology Dr., Suite 100, Irvine CA 92618, United States DESCRIPTION: PRESIDENT AND OWNER OF B-GLOBAL AGENCY AN ATHLETE REPRESENTATION AND MANAGEMENT COMPANY. (3) B-GLOBAL AGENCY POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 110 START DATE: 09/01/2016 ADDRESS: 26050 Acero, Suite 311, Mission Viejo CA 92691, United States DESCRIPTION: (2) PRESIDENT AND OWNER OF B-GLOBAL AGENCY SINCE 2016. SPORTS AGENT. NON-INVESTMENT RELATED. 70% OF TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-12
  • S66 Uniform Combined State Law Examination
    2017-06-12

View on SEC IAPD

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