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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-29
VA RA APPROVED 2022-08-25
  • TX RA
    APPROVED
    Since 2022-08-29
  • VA RA
    APPROVED
    Since 2022-08-25

Branch Locations

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2016 04/2017
Bank Of America Goose Creek SC 09/2010 04/2017
Scottrade, Inc. Honolulu HI 06/2017 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 02/2021 12/2021
Td Ameritrade, Inc. Honolulu HI 01/2018 10/2019
Unemployed Washington DC 10/2019 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 08/2022 Present
Unemployed Smithfield VA 01/2022 08/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-13
  • S66 Uniform Combined State Law Examination
    2016-12-13
Other Names
  • Cassidy Lynn Williams
  • Cassidy Lynn Lema
  • Cassidy Lynn Gould
  • Cassidy Lema
  • Cassidy Williams

View on SEC IAPD

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