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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-29 |
| VA | RA | APPROVED | 2022-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 10/2016 | 04/2017 |
| Bank Of America | Goose Creek | SC | 09/2010 | 04/2017 |
| Scottrade, Inc. | Honolulu | HI | 06/2017 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alexandria | VA | 02/2021 | 12/2021 |
| Td Ameritrade, Inc. | Honolulu | HI | 01/2018 | 10/2019 |
| Unemployed | Washington | DC | 10/2019 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 08/2022 | Present |
| Unemployed | Smithfield | VA | 01/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-13 |
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