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Cherie N Swain

Ameriprise Financial Services, LLC

Franklin, TN

Columbia, TN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-19
TN RA APPROVED 2022-11-09
  • TX RA
    APPROVED
    Since 2023-09-19
  • TN RA
    APPROVED
    Since 2022-11-09

Branch Locations

2550 Meridian Blvd Ste 350, Franklin, TN 37067 • United States

Columbia, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Franklin TN 11/2016 Present
Kids Escaping Drugs West Seneca NY 01/2016 09/2016
Unemployeed North Tonawanda NY 10/2016 10/2016
Akron Free Methodist Church Akron NY 06/2017 12/2018
Ameriprise Financial Services, Llc Williamsville NY 11/2016 12/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-02
  • S66 Uniform Combined State Law Examination
    2022-11-02
Other Names
  • Cherie N Dunets

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
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ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

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