Michael Fischer

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-05
CO	RA	APPROVED	2022-09-22

TX RA
APPROVED_RES

Since 2026-01-05
CO RA
APPROVED

Since 2022-09-22

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chase Bank	Plano	TX	11/2015	08/2021
Jp Morgan Securities Llc	Plano	TX	10/2015	08/2021
Robinhood Financial, Llc	Denver	CO	08/2021	07/2022
Charles Schwab & Co., Inc	Lone Tree	CO	08/2022	Present
Unemployed	Glendale	CO	04/2022	08/2022

11/2015 → 08/2021

Chase Bank

Plano, TX
10/2015 → 08/2021

Jp Morgan Securities Llc

Plano, TX
08/2021 → 07/2022

Robinhood Financial, Llc

Denver, CO
08/2022 → Present

Charles Schwab & Co., Inc

Lone Tree, CO
04/2022 → 08/2022

Unemployed

Glendale, CO

Previous Registrations

2018-06-26 → 2021-08-14

J.P. Morgan Securities Llc

Plano, TX

Plano, TX

Plano, TX

Dallas, TX

Plano, TX

Plano, TX

Plano, TX

Plano, TX

Plano, TX

Plano, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-22
S63	Uniform Securities Agent State Law Examination	2016-11-28

S66 Uniform Combined State Law Examination

2018-06-22
S63 Uniform Securities Agent State Law Examination

2016-11-28

Other Names

Michael Anthony Fischer
Michael A. Fischer

View on SEC IAPD

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