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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-04-04 |
Branch Locations
655 Metro Place South Suite 720 [Satellite], Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Shelby Township | MI | 05/2015 | 03/2020 |
| Citizens Securities Inc | Shelby Township | MI | 10/2016 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Buffalo | MN | 04/2020 | 04/2022 |
| Wells Fargo Bank, Na | Buffalo | MN | 04/2020 | 04/2022 |
| Wells Fargo Advisors Financial Network, Llc | Dublin | OH | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-04 |
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