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Melinda Guadalupe Cao

Sofi Wealth LLC

San Francisco, CA

Missouri City, TX

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-18
  • TX RA
    APPROVED
    Since 2020-05-18

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Menlo Park CA 10/2016 09/2019
Unemployed El Paso TX 05/2016 10/2016
Charles Schwab Bank Menlo Park CA 02/2019 09/2019
Axa Equitable, Llc Salt Lake City UT 09/2019 04/2020
Axa Advisors, Llc New York NY 09/2019 04/2020
Sofi Securities Llc San Franciso CA 04/2020 Present
Sofi Wealth Llc San Francisco CA 04/2020 Present
  • 10/2016 → 09/2019
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 05/2016 → 10/2016
    Unemployed
    El Paso, TX
  • 02/2019 → 09/2019
    Charles Schwab Bank
    Menlo Park, CA
  • 09/2019 → 04/2020
    Axa Equitable, Llc
    Salt Lake City, UT
  • 09/2019 → 04/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2020 → Present
    Sofi Securities Llc
    San Franciso, CA
  • 04/2020 → Present
    Sofi Wealth Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-18
S63 Uniform Securities Agent State Law Examination 2018-10-22
  • S65 Uniform Investment Adviser Law Examination
    2020-05-18
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
Designations
Other Names
  • Melinda Steans
  • Melinda Guadalupe Steans

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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