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Inactive

Sam John Richardson

Raymond James (Usa) Ltd.

Vancouver

Toronto, Ontario

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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-10-20
  • CA RA
    APPROVED
    Since 2016-10-20

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

200 King Street West, Toronto, Ontario M5H 3T4 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Toronto Ontario 10/2016 Present
Raymond James (Usa) Ltd. Toronto Ontario 10/2016 Present
Macdougall, Macdougall & Mactier Inc. Toronto Ontario 10/2011 10/2016
  • 10/2016 → Present
    Raymond James Ltd.
    Toronto Ontario
  • 10/2016 → Present
    Toronto Ontario
  • 10/2011 → 10/2016
    Macdougall, Macdougall & Mactier Inc.
    Toronto Ontario
Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. Sam Richardson IS LOCATED AT 200 King Street West, Suite 1806, Toronto Ontario Canada M5H 3T4 AND HAS BEEN EMPLOYED SINCE October 1, 2016. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES and PORTFOLIO MANAGEMENT SERVICES.

Designations

View on SEC IAPD

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