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West James Bowler

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-30
CA RA APPROVED 2018-04-13
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • CA RA
    APPROVED
    Since 2018-04-13

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Rafael CA 10/2016 03/2018
Ubs Financial Services San Francisco CA 03/2018 Present
  • 10/2016 → 03/2018
    Morgan Stanley
    San Rafael, CA
  • 03/2018 → Present
    Ubs Financial Services
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-09
  • S66 Uniform Combined State Law Examination
    2018-04-09

View on SEC IAPD

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
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RBC SECURITIES, INC · SAN FRANCISCO, CA
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