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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-04-11 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
9910 Dupont Circle Drive E Ste 130, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life & Casualty Co. | Fort Wayne | IN | 06/2012 | Present |
| Bankers Life Securities, Inc. | Fort Wayne | IN | 01/2016 | Present |
| Cno Financial | Fort Wayne | IN | 02/2014 | 01/2018 |
| Bankers Life Advisory Services | Fort Wayne | IN | 04/2018 | Present |
BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: Insurance sales and training? INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/27/2012 ADDRESS: 2720 Dupont Commerce Ct., Fort Wayne IN 46825, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. CRICKHOLLOW HOMES LLC POSITION: Manager NATURE: Investing in long term buy and hold real estate to rent to tennants INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 205 W Main St, Syracuse IN 46567, United States DESCRIPTION: Supervise rental real estate, supervise property manager, approve capital expenditures in excess of $400, make investment decisions in regard to purchasing, exchanging, and selling real estate AUSTIN FINANCIAL POSITION: President NATURE: A pass-through entity for tax saving purposes for 1099 income generated from earnings from Bankers Life. Salary is paid from business to me to be in compliance with tax code. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/16/2016 ADDRESS: 205 W Main St, Syracuse IN 46567, United States DESCRIPTION: This is a subchapter S Corporation opened in 2016 as advised by my CPA. It is only for tax purposes and I do not hold any affiliations with any organizations either insurance or investment related. ALL SAINTS EPISCOPAL CHURCH POSITION: Warden NATURE: Religious Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 7812 E Vawter Park Rd, Syracuse IN 46567, United States DESCRIPTION: Overseeing the facilities and grounds to ensure proper maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-26 |
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