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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-28 |
Branch Locations
Minneapolis, MN • United States
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2016 | 01/2018 |
| Ameriprise Financial (Contractor Through Beacon Hill Staffing) | Minneapolis | MN | 03/2016 | 09/2016 |
| Rbc Capital Markets, Llc. | Minneapolis | MN | 01/2018 | 11/2023 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 05/2024 | Present |
| Unemployed | Minneapolis | MN | 11/2023 | 05/2024 |
(1) NAME OF ENTITY: Hixon Properties, Inc; ADDRESS: 315 E Commerce St # 300, San Antonio, TX 78205; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Hixon Properties Inc. is a family owned real estate development company based in San Antonio, TX; CAPACITY: Board of Directors; START DATE: 05/2020; DUTIES: Working with other board member to determine long term strategy and growth of commercial real estate development; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME: Leaning Pine II, LLC Non-Investment related ADDRESS: 315 E Commerce St # 300, San Antonio, TX 78205 Nature of Business: Endowment Position/Title/Relationship: Manager positions with LLC as defined in attached document. Start Date: 06/23/22 Hours devoted: 0.05 During Securities trading hours: 0.05 Duties: Quarterly meetings to discuss requests from Hobo Lake Club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-18 |
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