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Marc Andrew Carlson

Wealth Watch Advisors, Inc

Austin, TX

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Current Employers
Wealth Watch Advisors, Inc

S Valley Hwy 8310, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-28
  • TX RA
    APPROVED
    Since 2020-10-28

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Serengeti Trading Dripping Springs TX 03/2006 Present
Blue Duck Wealth Management Roswell GA 10/2016 03/2017
Solomon Group Financial Services Llc Austin TX 03/2017 Present
Wealth Watch Advisors Englewood CO 10/2020 Present
  • 03/2006 → Present
    Serengeti Trading
    Dripping Springs, TX
  • 10/2016 → 03/2017
    Blue Duck Wealth Management
    Roswell, GA
  • 03/2017 → Present
    Solomon Group Financial Services Llc
    Austin, TX
  • 10/2020 → Present
    Wealth Watch Advisors
    Englewood, CO
Previous Registrations
  • 2020-01-09 → 2020-12-31
    Solomon Group Financial Services, Llc
    Austin, TX
  • 2017-03-28 → 2019-12-31
    Solomon Group Financial Services, Llc
    Austin, TX
  • 2016-10-11 → 2017-04-11
    Blue Duck Wealth Management
    Austin, TX
    Roswell, GA
Other Businesses

MONEY U, LLC; INSURANCE AGENT; AUSTIN, TX; SELLS INSURANCE PRODUCTS SERENGETI TRADING, CFO; DRIPPING SPRINGS, TX; COFFEE IMPORTER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-29
  • S65 Uniform Investment Adviser Law Examination
    2016-08-29

View on SEC IAPD

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