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One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-06-14 |
| OR | RA | APPROVED | 2021-09-29 |
| CA | RA | APPROVED | 2016-10-06 |
Branch Locations
One American Square, Indianapolis, IN 46282 • United States
20151 Sw Birch Street Suite 250, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Irvine | CA | 10/2015 | 09/2016 |
| Mml Investors Services Inc | Irvine | CA | 11/2015 | 09/2016 |
| Oneamerica Securities | Newport Beach | CA | 10/2016 | Present |
| American United Life | Newport Beach | CA | 09/2016 | Present |
Non-variable insurance sales (fixed life, fixed annuities)**Owner/Instructor: GAD Financial Education and Training Corporation - pre-licensing courses for state insurance license and financial education seminars for Chinese nationals**Broker: JJST Corporation - mortgage loan broker
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 2000-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-21 |
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