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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| GA | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson State Community College | Jackson | TN | 08/2015 | 12/2016 |
| Independent Retirement Professionals | Adel | GA | 10/2016 | 05/2017 |
| Woodmen Of The World Life Insurance Society | Omaha | NE | 05/2017 | 07/2018 |
| Woodmen Financial Services, Inc. | Omaha | NE | 10/2017 | 07/2018 |
| Voya Financial Advisors, Inc. | Adel | GA | 08/2018 | 01/2020 |
| Kingsmark Private Financial Advisors | Albany | GA | 01/2020 | 10/2020 |
| Self Employed | Tifton | GA | 11/2020 | 01/2021 |
| Principal Securities Inc | Tifton | GA | 01/2021 | Present |
| Principal Life Insurance Co | Tifton | GA | 01/2021 | Present |
| Focused Financial Group | Tifton | GA | 08/2021 | Present |
| Sypress Financial | Tifton | GA | 02/2024 | 01/2026 |
| Livenow Financial | Tifton | GA | 09/2024 | 12/2025 |
| Capstone Financial Group, Llc | Tifton | GA | 01/2026 | Present |
**Fixed Insurance; Investment Related; Tifton, GA; Agent; Fixed Life, Annuity, Health, LTC, DI; Start Date: 01/01/2021; 8 hrs per month; 0 during trading hours. **CHANDLER FINANCIAL, LLC POSITION: Owner NATURE: LLC for Financial Practice for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2023 ADDRESS: 2620 Davis Ave, Tifton GA 31794, United States DESCRIPTION: Utilizing a Limited Liability Company (LLC) structure for my financial services business has proven to be a strategic and advantageous choice, primarily for tax purposes. Overall, the use of an LLC for my financial services business is a smart tax strategy that offers both protection and tax savings. **CAPSTONE FINANCIAL GROUP, LLC (DBA) POSITION: Financial Planner NATURE: Financial Strategies/Needs Analysis INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 2620 Davis Ave, Tifton GA 31794, United States DESCRIPTION: Capstone is a DBA used to represent a collaborative advisory team structure focused on delivering comprehensive, values-based financial planning and risk management solutions. The DBA serves as a branding and service framework under which advisory, insurance, and planning services are offered to clients in a coordinated and client-centric manner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-09 |
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