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Zenaida C Tsung

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-12
NY RA APPROVED 2026-01-09
CA RA APPROVED 2024-10-21
  • WA RA
    APPROVED
    Since 2026-01-12
  • NY RA
    APPROVED
    Since 2026-01-09
  • CA RA
    APPROVED
    Since 2024-10-21

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank, Na San Ramon CA 10/1996 06/2023
Unionbanc Investment Services San Ramon CA 10/2016 06/2023
U.S. Bancorp Investments, Inc. San Francisco CA 06/2023 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 09/2024 Present
Sabbatical Danville CA 04/2024 08/2024
Bank Of America, N.A. Walnut Creek CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2017-02-22
  • S65 Uniform Investment Adviser Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2017-02-22
Other Names
  • Cindy Tsung
  • Zenaida Cindy Tsung
  • Z Cindy Tsung
  • Zenaida Cindy Santos
  • Z Cindy Santos
  • Zenaida C Santos
  • Zenaida Santos
  • Cindy Santos
  • Zenaida Tsung
  • Cindy Tsung

View on SEC IAPD

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