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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-05-31 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 10/2016 | 10/2021 |
| Home | Collinsville | VA | 06/2016 | 10/2016 |
| Take Control Credit Llc | Huntersville | NC | 07/2018 | 04/2022 |
| Randstad | Charlotte | NC | 04/2022 | 09/2022 |
| Wells Fargo Clearing Services | Charlotte | NC | 04/2022 | Present |
AMAZON; NOT INV RELATED; CHARLOTTE, NC; PRODUCT REVIEWER; START 11/13/2023; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; PRODUCT REVIEWER. TIKTOK, NOT INV RELATED, MOUNTAIN VIEW, CA, PRODUCT REVIEWER, START 10/24/24, 10 HRS PER MONTH; 0 HOURS DURING TRADING; PRODUCT REVIEWER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-29 |
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