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Omar Ahmad

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
NJ RA APPROVED 2020-10-16
  • TX RA
    APPROVED
    Since 2021-02-12
  • NJ RA
    APPROVED
    Since 2020-10-16

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/2016 Present
Spherion Staffing Agency Bridgewayter NJ 12/2015 11/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-29
  • S66 Uniform Combined State Law Examination
    2020-09-29

View on SEC IAPD

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