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Dustin Glenn Smith

Charles Schwab & Co., Inc.

Westlake, TX

Flagstaff, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-10
CA RA APPROVED 2022-01-26
  • AZ RA
    APPROVED
    Since 2024-10-10
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Flagstaff, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 02/2017
Indie Beverages Colton CA 08/2014 10/2016
Scottrade, Inc. Rancho Bernardo CA 02/2017 09/2018
Td Ameritrade, Inc. Rancho Bernardo CA 09/2018 12/2022
Charles Schwab & Co., Inc. Flagstaff AZ 12/2022 Present
Td Ameritrade Investment Management, Llc. Rancho Bernardo CA 02/2018 12/2023
  • 10/2016 → 02/2017
    Edward Jones
    St Louis, MO
  • 08/2014 → 10/2016
    Indie Beverages
    Colton, CA
  • 02/2017 → 09/2018
    Scottrade, Inc.
    Rancho Bernardo, CA
  • 09/2018 → 12/2022
    Td Ameritrade, Inc.
    Rancho Bernardo, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Flagstaff, AZ
  • 02/2018 → 12/2023
    Td Ameritrade Investment Management, Llc.
    Rancho Bernardo, CA
Previous Registrations
  • 2018-02-15 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
  • 2018-02-16 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
  • 2017-03-02 → 2018-02-15
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-17
  • S66 Uniform Combined State Law Examination
    2016-12-17
Other Names
  • Dustin Glenn Smith
  • Dustin Smith

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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