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Falls Church, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-05-01 |
| VA | RA | APPROVED | 2019-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D'ORazio & Associates, Inc. | Falls Church | VA | 07/2016 | 10/2019 |
| Capital Assets Planning Inc | Arlington | VA | 11/2019 | Present |
| Grove Point Investments, Llc | Rockville | MD | 11/2019 | 05/2025 |
| Lpl Financial Llc | Falls Church | VA | 05/2025 | Present |
1) 05/01/2025 - Capital Assets Planning, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:11/04/2019 - 70 Hrs/Mth - 65 Hrs During Trading. 2) 05/07/2025 - Capital Assets Planning, Inc. - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:11/04/2019 - 110 Hrs/Mth - 90 Hrs During Trading.I provide investment advisory services through Capital Assets Planning, Inc., an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 110 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-12-07 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-02 |
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